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NEW QUESTION 33
Which of the following municipal securities carries the full faith and credit of the US government for payment of interest and principal if the issuer's funds are insufficient?- A. general obligation bonds issued municipalities
- B. revenue bonds issued by municipal port authorities
- C. new housing authority bonds issued by a public housing authority
- D. special tax bonds issued by municipalities
Answer: C
Explanation:
Explanation/Reference:
Explanation: new housing authority bonds issued by a public housing authority. Only housing bonds are backed by the US government if municipalities are unable to meet the obligations for payment.
NEW QUESTION 34
The practice of positioning stock in response to a customer's order and immediately after marking it up for resale to the customer is:- A. a simultaneous transaction
- B. a factor to consider in the FINRA guideline
- C. a riskless transaction
- D. all of the above
Answer: D
Explanation:
all of the above. A transaction that is simultaneous and thus riskless calls for a smaller than usual markup under FINRA guidelines.
NEW QUESTION 35
Which of the following activities by a limited partner may subject the partner to unlimited liability?- A. committing the partnership in any manner
- B. making loans beyond those specified in the partnership agreement
- C. all of the above
- D. participating in management of the partnership
Answer: C
Explanation:
Explanation/Reference:
Explanation: all of the above. Each of these actions by a limited partner causes the loss of limited liability.
NEW QUESTION 36
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